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Prospectus

Draft SEC-Compliant Prospectus Documents in Minutes

12 minutes with CaseMark

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Best for a quick one-off job. Add your email, upload the files, and we'll run the workflow and send the result to your inbox.

1. Add your email so we know where to send the result.

2. Upload the files you want analyzed.

3. Run the workflow and we'll take it from there.

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Save and reopen matters, keep documents together, refine the output, rerun with changes, and export or share polished work product when you're done.

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Scroll for the workflow details below if you want to review what this run handles, what documents help, and what the output looks like.

If this is part of a live matter, the workspace is the better fit: you can keep your documents together, revisit the result, and keep working without starting from scratch.

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Workflow

Prospectus

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Workflow

Prospectus

Overview

Drafting a prospectus manually requires extensive research across SEC guidelines, EDGAR filings, and legal templates while extracting data from multiple business documents. Securities attorneys spend 12+ hours coordinating financial data, risk disclosures, and compliance requirements, with constant pressure to meet filing deadlines while ensuring regulatory accuracy.

Drafting a prospectus manually requires extensive research across SEC guidelines, EDGAR filings, and legal templates while extracting data from multiple business documents. Securities attorneys spend 12+ hours coordinating financial data, risk disclosures, and compliance requirements, with constant pressure to meet filing deadlines while ensuring regulatory accuracy.

CaseMark automates prospectus creation by intelligently extracting key information from your business plans and financial documents, then generating SEC-compliant sections with verified citations to official resources. The platform searches authoritative sources like EDGAR and bar association guidelines to ensure every disclosure meets regulatory standards, reducing 12 hours of work to just 12 minutes.

How it works

  1. 1. Upload your documents

  2. 2. AI analyzes and extracts key information

  3. 3. Review and customize the generated content

  4. 4. Export in your preferred format (DOCX, PDF)

What you get

  • Cover Page

  • Executive Summary

  • Risk Factors

  • Use of Proceeds

  • Description of the Business

  • Management and Governance

  • Financial Information

  • Legal Proceedings

  • Terms of the Offering

  • Signatures and Certifications

What it handles

  • Cover Page

  • Executive Summary

  • Risk Factors

  • Use of Proceeds

  • Description of the Business

  • Management and Governance

  • Financial Information

  • Legal Proceedings

  • Terms of the Offering

  • Signatures and Certifications

Required documents

  • Business Plan

    Comprehensive business plan with company overview, strategy, and operations details

    .pdf, .docx

  • Financial Statements

    Audited financial statements, projections, and GAAP-compliant accounting records

    .pdf, .xlsx, .docx

  • Offering Terms Sheet

    Details of securities being offered, pricing, conditions, and allocation

    .pdf, .docx

Supporting documents

  • Management Biographies

    Executive team backgrounds, qualifications, and ownership information

    .pdf, .docx

  • Legal Proceedings Records

    Documentation of ongoing litigation, regulatory issues, or compliance matters

    .pdf, .docx

  • Previous Prospectus or Offering Documents

    Prior securities filings or offering memoranda for reference

    .pdf, .docx

Why teams use it

Generate complete 10-section prospectus documents in 12 minutes instead of 12+ hours

Automatic extraction of financial data, business details, and management information from uploaded documents

Built-in compliance verification with citations to SEC guidelines, EDGAR formats, and GAAP standards

Web-verified risk factors and disclosure language from authoritative securities law resources

Consistent formatting aligned with official SEC prospectus requirements and best practices

Questions

How does CaseMark ensure SEC compliance in prospectus drafting?

CaseMark searches and cites official SEC resources, EDGAR filing formats, and securities law guidelines to ensure every section meets regulatory disclosure requirements. The platform verifies compliance standards against authoritative sources and includes proper citations throughout the document.

What documents do I need to upload to generate a prospectus?

You'll need your business plan, financial statements, and offering terms sheet as required documents. Optional uploads like management biographies and legal proceedings records help CaseMark create more comprehensive and accurate sections with less manual input.

Can CaseMark draft risk factors specific to my industry?

Yes, CaseMark analyzes your business documents and searches securities law resources to identify industry-specific risks and standard disclosure language. The platform generates tailored risk factors while ensuring they meet SEC best practices for investor protection.

How long does it take to create a prospectus with AI automation?

CaseMark generates a complete draft prospectus in approximately 12 minutes after you upload your documents. This replaces the typical 12+ hour manual process of researching formats, extracting data, and drafting compliant sections.

Does the AI verify financial information against GAAP standards?

CaseMark extracts financial data from your uploaded statements and searches for GAAP-compliant formatting standards from accounting and legal resources. The platform ensures financial sections follow proper presentation requirements and includes citations to auditing standards.

Can I customize the prospectus sections after CaseMark generates them?

Absolutely. CaseMark creates a comprehensive first draft with all required sections and compliance citations, which you can then review and customize. This gives you a strong foundation while maintaining full attorney control over the final document.

How does CaseMark handle management background verification?

CaseMark extracts management information from uploaded documents and can perform web searches to verify backgrounds against public sources. The platform follows legal standards from bar association ethics guidelines to ensure proper disclosure of key personnel qualifications and ownership.

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