Form Adv

CaseMark's Form ADV skill automates the drafting of complete SEC and state investment adviser registration filings, including Parts 1A, 1B, 2A, and 2B. By analyzing your entity documents, compliance materials, and personnel bios, it produces internally consistent, IARD-ready responses and client-facing brochures with a detailed open issues list for compliance review.

Drafting Form ADV is one of the most labor-intensive tasks in investment adviser compliance. Attorneys and CCOs must manually cross-reference entity documents, ownership tables, fee schedules, and disciplinary records across four interconnected parts—often spending days ensuring internal consistency and completeness before a single filing can be submitted.

CaseMark automates the entire Form ADV drafting process by ingesting your firm's source documents and generating complete, cross-referenced responses for Parts 1A, 1B, 2A, and 2B. The AI flags missing data and unverified disclosures so your compliance team can focus on substantive review rather than manual data assembly, cutting filing preparation time dramatically.

How it works

1. 1. Upload entity formation docs, ownership tables, compliance manuals, advisory agreements, fee schedules, and supervised person bios

2. 2. AI analyzes your documents and populates every Form ADV data point across Parts 1A, 1B, 2A, and 2B

3. 3. Review the complete draft, resolve flagged open issues, and customize disclosures

4. 4. Export IARD-ready filings and client-facing brochures in your preferred format (DOCX, PDF)