Form Adv

CaseMark's Form ADV skill automates the drafting of complete SEC and state investment adviser registration filings, including Parts 1A, 1B, 2A, and 2B. By analyzing your entity documents, advisory agreements, compliance policies, and personnel bios, it produces internally consistent, IARD-ready responses and client-facing brochures in a fraction of the time required for manual preparation.

Drafting Form ADV is one of the most time-consuming tasks in investment adviser compliance. Manually populating IARD fields, writing plain-English brochures, creating individual supervised person supplements, and ensuring consistency across all parts requires extensive cross-referencing of entity documents, agreements, and policies — often taking days of attorney and compliance staff time.

CaseMark automates the entire Form ADV drafting process by ingesting your firm's formation documents, advisory agreements, compliance policies, and personnel bios. The AI cross-references all data points to produce internally consistent, IARD-ready Part 1A/1B responses, client-facing Part 2A brochures, and individualized Part 2B supplements — complete with an open issues list for efficient compliance review.

How it works

1. 1. Upload entity formation documents, ownership records, advisory agreements, fee schedules, compliance policies, and supervised person bios

2. 2. AI analyzes your documents and populates all Form ADV data points with cross-referenced, internally consistent responses

3. 3. Review the generated Parts 1A, 1B, 2A, and 2B along with a flagged open issues list for any missing information

4. 4. Export IARD-ready filings and client-facing brochures in your preferred format (DOCX, PDF)