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Aml Compliance Program

Draft Board-Ready AML Compliance Programs in Minutes

14 minutes with Para

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Get started with Para

Para is an AI colleague for legal teams. Send it this work by email, Teams or Slack, and it hands back the finished document.

14 minutes with Para

What you'll need

  • Existing AML Policies
  • Institutional Profile

Plans from $20 a month, with usage included.

Workflow

Overview

CaseMark's AML Compliance Program skill drafts comprehensive, board-ready Anti-Money Laundering programs tailored to U.S. financial institutions' specific risk profiles and regulatory obligations. Covering every pillar required under the Bank Secrecy Act and FinCEN regulations—from CIP and CDD to SAR/CTR reporting, OFAC screening, and independent testing—the output is structured for immediate board presentation and regulatory examination.

Drafting or updating an AML compliance program is one of the most resource-intensive tasks in financial institution compliance. Teams spend weeks coordinating across business lines, cross-referencing evolving FinCEN guidance, FFIEC examination expectations, and OFAC requirements—often resulting in programs with gaps that surface only during regulatory examinations or audits.

CaseMark automates the drafting of comprehensive AML compliance programs by analyzing your institution's profile, risk data, and existing policies against current BSA/FinCEN requirements. The AI produces a structured, board-ready document covering all required program elements—CIP, CDD, EDD, SAR/CTR procedures, OFAC screening, training, independent testing, and governance—calibrated to your specific risk profile and institution type.

How to hand this to Para

  1. 1. Send Para the files

    Email them, drop them in a Teams or Slack message, or upload them.

  2. 2. Para runs the Aml Compliance Program skill

    It works from your files and checks its citations against the record.

  3. 3. The finished document comes back

    Para returns it where you asked, usually as a DOCX, and offers the next step.

Example request · email, Teams or Slack
Para, run the Aml Compliance Program skill for the Garcia matter. I've attached the Existing AML Policies and Institutional Profile. Send the finished draft back here as a DOCX.

What Para does

  1. 1. Upload your existing AML policies, institutional profile, and any risk assessment data
  2. 2. AI analyzes your institution type, risk profile, and regulatory requirements under BSA/FinCEN
  3. 3. Review and customize the board-ready AML compliance program with all required sections
  4. 4. Export the finalized program in your preferred format (DOCX, PDF)

What you get

  • Program Foundation & Board Endorsement

  • AML Compliance Officer Role & Authority

  • Customer Identification Program (CIP)

  • Customer Due Diligence & Enhanced Due Diligence

  • Suspicious Activity & Currency Transaction Reporting

  • OFAC Screening & Sanctions Compliance

  • Risk Assessment Methodology

  • Training Program

  • Independent Testing & Audit

  • Recordkeeping & Governance Structure

What it handles

  • Complete BSA/FinCEN-compliant program structure with board endorsement framework

  • Customer Identification Program (CIP), CDD, and Enhanced Due Diligence policies

  • SAR/CTR filing procedures and OFAC screening protocols

  • Risk assessment methodology calibrated to institutional profile

  • Independent testing, training, and governance structures

  • Compliance officer role definition with reporting lines and authority

Required documents

  • Existing AML Policies

    Current AML/BSA compliance program, policies, and procedures

    .pdf, .docx

  • Institutional Profile

    Organization chart, business line descriptions, products and services, customer demographics, and geographic footprint

    .pdf, .docx, .xlsx

Supporting documents

  • Risk Assessments & Audit Reports

    Prior BSA/AML risk assessments, internal audit findings, and independent testing reports

    .pdf, .docx

  • Regulatory Correspondence

    Examination reports, MRAs, consent orders, enforcement actions, or regulatory letters

    .pdf, .docx

  • FinCEN Guidance & Agency Bulletins

    Applicable FinCEN advisories, agency-specific guidance, or interpretive rulings relevant to your institution type

    .pdf

Why teams use it

Reduce AML program drafting time from weeks to minutes with AI that understands BSA/FinCEN requirements

Ensure comprehensive coverage of all regulatory pillars including CIP, CDD, EDD, transaction monitoring, and OFAC screening

Receive risk-calibrated controls tailored to your institution's size, complexity, products, and geographic footprint

Maintain examination readiness with programs aligned to FFIEC BSA/AML Examination Manual standards

Questions

What types of financial institutions does this AML program cover?

CaseMark supports AML compliance program drafting for banks, credit unions, money services businesses (MSBs), broker-dealers, and other FinCEN-regulated entities. The output is calibrated to your specific institution type and the applicable CFR parts and agency guidance.

Does the generated program satisfy BSA examination requirements?

Yes. CaseMark drafts programs aligned with the FFIEC BSA/AML Examination Manual pillars: internal controls, BSA compliance officer designation, independent testing, and training. The output is designed to be board-ready and examination-ready, though legal review is always recommended.

How does CaseMark tailor the program to my institution's risk profile?

CaseMark analyzes your uploaded institutional profile, business lines, customer demographics, geographic footprint, and any prior risk assessments or audit findings. It then calibrates the depth and specificity of controls, CDD thresholds, and monitoring procedures to match your risk exposure.

Can I use this to update an existing AML program rather than create one from scratch?

Absolutely. Upload your current AML program alongside any recent exam reports, consent orders, or regulatory correspondence. CaseMark will identify gaps, incorporate new regulatory guidance, and produce an updated program that addresses deficiencies.

Does the output include SAR/CTR filing procedures and OFAC screening protocols?

Yes. The generated program includes detailed SAR and CTR filing workflows, escalation procedures, timelines, and recordkeeping requirements. It also covers OFAC screening protocols, sanctions list integration, and procedures for handling potential matches.

How long does it take to generate a complete AML compliance program?

CaseMark typically generates a comprehensive, multi-section AML compliance program in approximately 12-15 minutes. This replaces what traditionally takes compliance teams weeks or months to draft, review, and finalize.

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