Aml Compliance Program

Draft Board-Ready AML Compliance Programs in Minutes

14 minutes with CaseMark

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Upload your documents and get a finished work product in minutes. New accounts get $5 free to run their first skill.

14 minutes with CaseMark

What you'll need

Existing AML Policies
Institutional Profile

SOC 2 Type II · HIPAA compliant · $5 free credit

Workflow

Overview

CaseMark's AML Compliance Program skill drafts comprehensive, board-ready Anti-Money Laundering programs tailored to your financial institution's specific risk profile and regulatory obligations. Covering every BSA/FinCEN pillar—from CIP and CDD to SAR/CTR reporting, OFAC screening, and independent testing—the AI produces a structured policy document ready for senior management review and board approval.

Drafting or updating an AML compliance program is one of the most resource-intensive tasks in financial institution compliance. It requires synthesizing dozens of regulatory sources—BSA, FinCEN advisories, FFIEC examination manual guidance, OFAC requirements—while tailoring controls to the institution's unique risk profile. Many compliance teams spend weeks assembling these documents, risking gaps that invite regulatory criticism.

CaseMark automates the heavy lifting of AML program drafting by analyzing your institution's profile, existing policies, and risk data to generate a comprehensive, board-ready compliance program. Every section is cross-referenced to applicable regulations and calibrated to your risk profile, giving your compliance team a polished starting point that would otherwise take weeks to produce manually.

How it works

1. Upload your existing AML policies, institutional profile, and any prior risk assessments or exam reports
2. AI analyzes your institution's risk profile, business lines, and regulatory obligations to draft a tailored compliance program
3. Review and customize each section—CIP, CDD, SAR/CTR, OFAC, training, governance—to match your institution's needs
4. Export the board-ready AML compliance program in DOCX or PDF format

What you get

Program Foundation & Board Endorsement Framework
AML Compliance Officer Role & Authority
Customer Identification Program (CIP)
Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD)
SAR/CTR Reporting Procedures
OFAC Screening & Sanctions Compliance
Risk Assessment Methodology
Recordkeeping & Information Sharing (314a/314b)
Training Program & Independent Testing
Governance Structure & Board Reporting

What it handles

Complete BSA/FinCEN-compliant program structure with board endorsement framework
Customer Identification Program (CIP), CDD, and Enhanced Due Diligence policies
SAR/CTR filing procedures and OFAC screening protocols
Risk assessment methodology calibrated to institution size and complexity
Training program, independent testing, and governance structures
Regulatory-ready formatting with cross-references to applicable CFR parts and FinCEN guidance

Required documents

Existing AML Policies
Your current AML/BSA compliance program, policies, or procedures for gap analysis and updating
.pdf, .docx
Institutional Profile
Organization chart, business line descriptions, product offerings, customer demographics, and geographic footprint
.pdf, .docx, .xlsx

Supporting documents

Risk Assessments & Audit Reports
Prior BSA/AML risk assessments, internal audit reports, or independent testing results
.pdf, .docx
Regulatory Exam Reports
Recent examination reports, MRAs, consent orders, or regulatory correspondence
.pdf, .docx
FinCEN Guidance & Agency Bulletins
Specific FinCEN advisories or agency guidance applicable to your institution type
.pdf

Why teams use it

Reduce AML program drafting time from weeks to minutes with AI that understands BSA/FinCEN requirements

Ensure comprehensive coverage of all regulatory pillars including CIP, CDD, EDD, SAR/CTR, OFAC, and governance

Tailor every section to your institution's size, complexity, products, and geographic risk profile

Stay current with evolving FinCEN guidance and examination expectations through structured, updatable program documents

Questions

What types of financial institutions does this AML compliance program cover?

CaseMark supports banks, credit unions, money services businesses (MSBs), broker-dealers, and other FinCEN-regulated entities. The AI tailors the program to your specific institution type and applicable CFR parts.

Does the output satisfy BSA examination requirements?

Yes. CaseMark generates programs aligned with the FFIEC BSA/AML Examination Manual pillars: internal controls, BSA officer designation, training, independent testing, and risk-based CDD. However, you should always have your compliance team and legal counsel review the final document.

Can I update an existing AML program rather than drafting from scratch?

Absolutely. Upload your current AML program and any recent exam reports or audit findings, and CaseMark will identify gaps and generate updated language that addresses regulatory changes and deficiencies.

How does CaseMark handle SAR and CTR reporting procedures?

CaseMark drafts detailed SAR and CTR filing workflows including suspicious activity identification criteria, escalation procedures, filing timelines, and recordkeeping requirements consistent with FinCEN rules.

Is the generated program customizable for our risk profile?

Yes. CaseMark calibrates every section—from CDD thresholds to OFAC screening frequency—based on your institution's size, complexity, customer demographics, product mix, and geographic footprint.

Does CaseMark replace our BSA/AML compliance officer?

No. CaseMark is a drafting tool that accelerates program creation and updates. Your designated BSA officer and legal counsel should review, approve, and maintain the program in accordance with regulatory expectations.