Private Placement Memo

Draft Compliant Private Placement Memos in Minutes

15 minutes with CaseMark

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Upload your documents and get a finished work product in minutes. New accounts get $5 free to run their first skill.

15 minutes with CaseMark

What you'll need

Corporate Formation Documents
Financial Statements
Offering Terms Summary

SOC 2 Type II · HIPAA compliant · $5 free credit

Workflow

Overview

CaseMark's Private Placement Memorandum skill automates the drafting of legally compliant PPMs for Regulation D offerings, covering everything from risk factors and capitalization tables to investor qualification requirements and SEC anti-fraud disclosures. Whether you're structuring a Rule 506(b) or 506(c) offering, the AI produces a comprehensive disclosure document that protects issuers while meeting federal and state securities law requirements.

Drafting a Private Placement Memorandum is one of the most time-intensive tasks in securities law — requiring meticulous attention to anti-fraud compliance, risk factor disclosure, and regulatory nuance across federal and state jurisdictions. A single material omission can trigger rescission rights under Section 12 of the Securities Act and expose issuers to significant liability, making the stakes extraordinarily high for every word in the document.

CaseMark's AI analyzes your corporate documents, financial statements, and offering terms to generate a comprehensive, SEC-compliant Private Placement Memorandum in minutes. The platform enforces anti-fraud standards under Rule 10b-5, tailors disclosures to your specific Regulation D exemption, and produces a polished document ready for attorney review and investor distribution.

How it works

1. Upload your corporate documents, financial statements, and offering materials
2. AI analyzes your offering structure and drafts a full PPM with SEC-compliant disclosures
3. Review and customize risk factors, terms, and investor qualification sections
4. Export your finalized Private Placement Memorandum in DOCX or PDF

What you get

Cover Page with Mandatory Legal Legends
Executive Summary and Offering Terms
Company Overview and Business Description
Risk Factors Disclosure
Capitalization and Dilution Analysis
Use of Proceeds
Management and Key Personnel Bios
Securities Terms and Investor Rights
Subscription Procedures and Investor Qualification Requirements
Regulatory Compliance and Blue Sky Considerations

What it handles

Full Regulation D disclosure framework with Rule 506(b) and 506(c) support
Comprehensive risk factor analysis tailored to your offering
Capitalization table and securities terms drafting
SEC anti-fraud compliance under Section 10(b) and Rule 10b-5
Accredited investor qualification and verification requirements
Blue sky law considerations and state filing guidance

Required documents

Corporate Formation Documents
Articles of incorporation, cap table, stockholder agreements, and option/warrant schedules
.pdf, .docx
Financial Statements
Balance sheet, income statement, and cash flow statement with notation of audited, reviewed, or compiled status
.pdf, .docx, .xlsx
Offering Terms Summary
Security type, total offering amount, pricing/valuation, minimum investment, and Rule 506(b) vs. 506(c) election
.pdf, .docx

Supporting documents

Business Plan or Pitch Deck
Company overview, market analysis, growth strategy, and competitive positioning
.pdf, .pptx, .docx
Material Contracts
Key customer, supplier, licensing, or partnership agreements material to the business
.pdf, .docx
Prior Financing Documents
Term sheets, subscription agreements, or closing documents from previous fundraising rounds
.pdf, .docx
Management Bios
Detailed professional backgrounds for officers, directors, and key advisors
.pdf, .docx

Why teams use it

Reduce PPM drafting time from days to minutes while maintaining SEC compliance standards

Generate comprehensive, offering-specific risk factors that satisfy anti-fraud disclosure obligations

Ensure proper accredited investor verification and qualification language for your chosen Regulation D exemption

Produce a professional, investor-ready document with all mandatory legends, disclaimers, and regulatory disclosures

Questions

Does this PPM cover both Rule 506(b) and 506(c) offerings?

Yes. CaseMark supports both Rule 506(b) and Rule 506(c) exemptions under Regulation D. The AI tailors disclosure language, general solicitation provisions, and investor verification requirements based on your selected exemption.

How does CaseMark ensure SEC anti-fraud compliance?

CaseMark's AI enforces disclosure standards aligned with Section 10(b) and Rule 10b-5 anti-fraud provisions. It flags material omissions, ensures balanced risk factor presentation, and includes all mandatory legends and disclaimers required for private offerings.

Can I customize the risk factors and offering terms?

Absolutely. CaseMark generates tailored risk factors based on your specific business, industry, and offering structure. You can review, edit, add, or remove any section before finalizing the document.

Does the output include subscription documents and investor questionnaires?

The PPM includes subscription procedures and accredited investor qualification requirements. CaseMark drafts the core memorandum with references to companion documents like subscription agreements and investor questionnaires.

What if I don't have audited financial statements?

CaseMark accommodates audited, reviewed, or compiled financial statements. The AI will appropriately label the status of your financials and include relevant disclaimers, ensuring your disclosure accurately reflects the level of assurance provided.

How long does it take to generate a full PPM?

CaseMark typically generates a comprehensive Private Placement Memorandum in approximately 15 minutes, compared to the days or weeks it traditionally takes to draft one manually. You can then review and refine the output as needed.