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Charitable Organization Compliance Summaries

Outlining the regulatory compliance status of non-profits and charities, these summaries ensure that organizations maintain their tax-exempt status and adhere to governance regulations.

12 minutes with CaseMark

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12 minutes with CaseMark

What you'll need

  • Articles of Incorporation
  • Organizational Bylaws
  • IRS Form 990 Filings
  • State Charitable Registration Documents

SOC 2 Type II · HIPAA compliant · $5 free credit

Workflow

Overview

Charitable organizations must navigate complex federal and state regulations to maintain tax-exempt status, requiring extensive review of IRS filings, state registrations, and governance practices. Manual compliance assessments consume countless attorney hours and leave nonprofits vulnerable to missed deadlines, regulatory gaps, and potential loss of exempt status.

Charitable organizations must navigate complex federal and state regulations to maintain tax-exempt status, requiring extensive review of IRS filings, state registrations, and governance practices. Manual compliance assessments consume countless attorney hours and leave nonprofits vulnerable to missed deadlines, regulatory gaps, and potential loss of exempt status.

CaseMark instantly analyzes your organizational documents, IRS filings, and state registrations to generate comprehensive compliance summaries. Get detailed assessments of federal tax compliance, multi-state registration status, governance practices, and prioritized recommendations—all in minutes instead of days.

How it works

  1. 1. Upload Documents

    Upload your articles of incorporation, organizational bylaws, irs form 990 filings, irs determination letter

  2. 2. AI Analysis

    CaseMark analyzes your documents using advanced AI

  3. 3. Review Results

    Review and download your completed charitable organization compliance summaries

What you get

  • Executive Overview

    Generated executive overview

  • Federal Tax Compliance Status

    Generated federal tax compliance status

  • State Registration and Compliance

    Generated state registration and compliance

  • Governance and Operations Assessment

    Generated governance and operations assessment

  • Risk Areas and Deficiencies

    Generated risk areas and deficiencies

  • Recommendations and Action Items

    Generated recommendations and action items

  • Upcoming Deadlines and Filing Requirements

    Generated upcoming deadlines and filing requirements

What it handles

  • Feature 1

    Reduce compliance review time from days to minutes with automated analysis of Forms 990, bylaws, and governance documents

  • Feature 2

    Identify critical compliance gaps across federal, state, and governance requirements before they jeopardize tax-exempt status

  • Feature 3

    Track multi-state charitable registration obligations and filing deadlines in one comprehensive summary

  • Feature 4

    Generate board-ready reports that clearly communicate compliance status and required remediation actions

  • Feature 5

    Ensure ongoing adherence to IRS regulations, conflict of interest policies, and governance best practices

Required documents

  • Articles of Incorporation

    Original organizational charter establishing the nonprofit entity

    PDF, DOCX

  • Organizational Bylaws

    Current bylaws governing board structure and operational procedures

    PDF, DOCX

  • IRS Form 990 Filings

    Past three years of Form 990, 990-EZ, or 990-N submissions to the IRS

    PDF

  • State Charitable Registration Documents

    Registration confirmations and renewals from applicable state jurisdictions

    PDF, DOCX

Supporting documents

  • Board Meeting Minutes

    Recent minutes documenting governance decisions and compliance discussions

    PDF, DOCX

  • Conflict of Interest Policy

    Adopted policy and annual disclosure statements from board members

    PDF, DOCX

  • Form 990-T Filings

    Unrelated business income tax returns if applicable

    PDF

  • IRS Determination Letter

    Original letter granting tax-exempt status under Section 501(c)(3)

    PDF

  • Audited Financial Statements

    Independent audit reports and financial statements from recent years

    PDF

  • IRS/State Correspondence

    Any communications with regulatory authorities regarding compliance matters

    PDF, EMAIL

Questions

How does CaseMark verify tax-exempt status compliance?

CaseMark systematically reviews your Form 990 filings, organizational documents, and activities to assess whether you meet IRS requirements for maintaining 501(c)(3) status. The system checks for timely filing compliance, exempt purpose consistency, private inurement issues, lobbying and political activity limits, and unrelated business income reporting. You receive a detailed assessment highlighting any areas that could jeopardize your tax-exempt status.

What compliance areas does the summary cover?

The compliance summary addresses federal tax compliance (IRS Form 990 filings, exempt purpose adherence, UBIT reporting), state-level compliance (charitable registrations, fundraising regulations, registered agent status), and governance compliance (board structure, conflict of interest policies, compensation procedures, financial controls). Each section clearly indicates full compliance, minor deficiencies, or significant gaps requiring immediate attention.

Can CaseMark track compliance across multiple states?

Yes, CaseMark evaluates your charitable organization's registration and filing status across all states where you solicit donations. The system checks state-specific requirements for charity registration renewals, fundraising disclosures, professional fundraiser registrations, and annual report filings. You'll receive a jurisdiction-by-jurisdiction breakdown of your compliance status with specific deadlines and corrective actions needed.

How often should nonprofits generate compliance summaries?

Most charitable organizations benefit from annual compliance summaries prepared in conjunction with Form 990 filing or before board governance meetings. Additional summaries should be generated when considering significant changes to activities or structure, responding to regulatory inquiries, or when requested by auditors and major grantmakers. CaseMark makes it easy to run updated compliance checks whenever governance needs arise.

What happens if compliance deficiencies are identified?

CaseMark provides prioritized, actionable recommendations for each identified deficiency, including specific regulatory requirements, realistic remediation timelines, and risk levels. The summary distinguishes between minor issues that should be addressed during routine governance cycles and critical gaps requiring immediate board attention to prevent loss of tax-exempt status or regulatory penalties.

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