← All workflows

Nydfs Infosec Program

Draft NYDFS Cybersecurity Programs in Minutes, Not Hours

14 minutes with CaseMark

Fast lane

We have it from here.

Choose the fast one-off run here, or jump into the workspace when you want saved history, revisions, and a fuller matter workflow.

Run this once here

Best for a quick one-off job. Add your email, upload the files, and we'll run the workflow and send the result to your inbox.

1. Add your email so we know where to send the result.

2. Upload the files you want analyzed.

3. Run the workflow and we'll take it from there.

Use in Workspace

Best for ongoing matters

Save and reopen matters, keep documents together, refine the output, rerun with changes, and export or share polished work product when you're done.

Open in Workspace

Need more context?

Scroll for the workflow details below if you want to review what this run handles, what documents help, and what the output looks like.

If this is part of a live matter, the workspace is the better fit: you can keep your documents together, revisit the result, and keep working without starting from scratch.

Start here

Run this workflow now

Best for a fast one-off run. Add your email, upload the files, and we'll deliver the result without sending you into the full app.

Workflow

Nydfs Infosec Program

Step 1 · Deliver to

Step 3 · Run this workflow

Workflow

Nydfs Infosec Program

Overview

CaseMark's NYDFS Information Security Program skill drafts a comprehensive, regulation-mapped cybersecurity program for financial services entities covered by 23 NYCRR 500. It transforms your organizational documents, risk assessments, and vendor inventories into a structured, Board-ready Information Security Program covering every major regulatory requirement. The output is tailored to your entity's size, complexity, and risk profile, dramatically reducing the time and cost of compliance program development.

Drafting a comprehensive NYDFS-compliant Information Security Program is a massive undertaking that typically requires weeks of work across legal, compliance, and IT security teams. Financial institutions must address dozens of regulatory requirements spanning governance, risk assessment, access controls, encryption, incident response, and vendor management—all while tailoring controls to their specific risk profile and ensuring the program will withstand regulatory scrutiny.

CaseMark automates the heavy lifting of NYDFS compliance program drafting by analyzing your organizational documents, existing policies, and risk assessments against the full 23 NYCRR 500 framework. The AI generates a structured, regulation-mapped Information Security Program with every required section—from CISO designation to annual certification—tailored to your entity's size and complexity, giving your team a comprehensive foundation to review, refine, and implement.

How it works

  1. 1. Upload your organizational documents, existing policies, risk assessments, and vendor inventories

  2. 2. AI analyzes your inputs against the full 23 NYCRR 500 regulatory framework and drafts a tailored program

  3. 3. Review and customize each section—CISO designation, access controls, incident response, and more

  4. 4. Export your complete Information Security Program in DOCX or PDF, ready for Board approval

What you get

  • CISO Designation & Governance Structure

  • Written Information Security Policy

  • Risk Assessment Framework

  • Access Controls & Encryption Standards

  • Systems Monitoring & Audit Trail Requirements

  • Incident Response & Notification Procedures

  • Third-Party Service Provider Security Policy

  • Business Continuity & Disaster Recovery Plan

  • Annual Certification & Board Reporting Framework

  • Glossary & Regulatory Cross-Reference Table

What it handles

  • CISO designation and governance structure aligned to § 500.04

  • Written information security policy covering the full CIA triad and data lifecycle

  • Risk assessment framework with threat identification and remediation planning

  • Access controls, encryption standards, and monitoring protocols

  • Incident response and 72-hour notification procedures per NYDFS requirements

  • Annual certification and Board reporting documentation

Required documents

  • Organizational Documents

    Org charts, existing cybersecurity policies, and technology inventories that describe your entity's structure and current security posture

    .pdf, .docx

  • Risk Assessments & Audit Findings

    Prior risk assessments, audit reports, remediation plans, and any NYDFS examination findings or guidance letters

    .pdf, .docx

  • Vendor Inventory

    List of third-party service providers with access to your systems or nonpublic information, including service descriptions and risk classifications

    .pdf, .docx, .xlsx

Supporting documents

  • Incident History

    Prior incident response documentation, breach notifications, and post-incident reports

    .pdf, .docx

  • Regulatory Correspondence

    NYDFS examination findings, guidance letters, enforcement actions, or prior certification filings

    .pdf, .docx

  • Business Continuity Plans

    Existing BC/DR plans, RTO/RPO documentation, and backup testing records

    .pdf, .docx

Why teams use it

Reduce drafting time from weeks to minutes with AI that maps every section to specific 23 NYCRR 500 requirements

Ensure comprehensive coverage across all regulatory domains—from CISO governance to annual certification

Produce consistent, professionally structured documentation ready for Board review and regulatory examination

Easily update and maintain your program as regulations evolve or your organization's risk profile changes

Questions

Does this cover the full scope of 23 NYCRR 500?

Yes. CaseMark drafts every major section required by the NYDFS Cybersecurity Regulation, including CISO designation, written security policies, risk assessments, access controls, encryption, monitoring, incident response, third-party vendor management, and annual certification requirements.

Can I tailor the program to my organization's size and complexity?

Absolutely. CaseMark generates a draft calibrated to the information you provide about your entity's size, risk profile, and technology environment. You can further customize every section before finalizing.

Does the output include incident response and notification procedures?

Yes. CaseMark drafts detailed incident response plans including the 72-hour notification requirement to the NYDFS Superintendent, escalation protocols, forensic investigation steps, and post-incident remediation documentation.

Is the generated program suitable for regulatory examination?

CaseMark produces a regulatory-ready draft that maps directly to 23 NYCRR 500 sections. While you should have qualified counsel and your CISO review the final document, the output provides a comprehensive foundation that addresses examiner expectations.

How does CaseMark handle third-party vendor risk requirements?

The generated program includes a dedicated third-party service provider security policy covering vendor risk assessments, due diligence requirements, contractual security provisions, ongoing monitoring, and access controls for vendors handling nonpublic information.

Can I use this for the NYDFS annual certification process?

Yes. CaseMark includes an annual certification framework section that outlines the documentation, review processes, and Board-level attestation procedures needed to support your annual compliance certification filing with the NYDFS.

Related