← All workflows

Prospectus Draft

Draft SEC-Compliant Prospectuses in Minutes, Not Weeks

15 minutes with CaseMark

Fast lane

We have it from here.

Choose the fast one-off run here, or jump into the workspace when you want saved history, revisions, and a fuller matter workflow.

Run this once here

Best for a quick one-off job. Add your email, upload the files, and we'll run the workflow and send the result to your inbox.

1. Add your email so we know where to send the result.

2. Upload the files you want analyzed.

3. Run the workflow and we'll take it from there.

Use in Workspace

Best for ongoing matters

Save and reopen matters, keep documents together, refine the output, rerun with changes, and export or share polished work product when you're done.

Open in Workspace

Need more context?

Scroll for the workflow details below if you want to review what this run handles, what documents help, and what the output looks like.

If this is part of a live matter, the workspace is the better fit: you can keep your documents together, revisit the result, and keep working without starting from scratch.

Start here

Run this workflow now

Best for a fast one-off run. Add your email, upload the files, and we'll deliver the result without sending you into the full app.

Workflow

Prospectus Draft

Step 1 · Deliver to

Step 3 · Run this workflow

Workflow

Prospectus Draft

Overview

CaseMark's Prospectus Draft skill transforms your corporate documents, financial statements, and offering terms into a structured, SEC-compliant prospectus draft. The AI organizes every required section — from cover page and risk factors to use of proceeds and management disclosures — while maintaining the factual, non-promotional tone regulators expect.

Drafting a securities prospectus is one of the most labor-intensive tasks in capital markets practice. Attorneys spend days or weeks manually structuring dozens of disclosure sections, cross-referencing financial data, tailoring risk factors, and ensuring compliance with evolving SEC requirements — all while coordinating across multiple teams and document sources.

CaseMark's AI ingests your corporate documents, financials, and offering terms to produce a complete, structured prospectus draft in minutes. Every section follows SEC disclosure conventions, information gaps are clearly flagged for follow-up, and the output maintains the factual tone required under securities law — giving your team a polished starting point instead of a blank page.

How it works

  1. 1. Upload corporate documents, financial statements, and offering terms

  2. 2. AI analyzes your data and structures a full SEC-compliant prospectus draft

  3. 3. Review flagged gaps, privilege-sensitive items, and verification markers

  4. 4. Export the finalized prospectus in your preferred format (DOCX, PDF)

What you get

  • Cover Page with SEC Disclaimer Legend

  • Executive Summary

  • Risk Factors (Ordered by Category)

  • Use of Proceeds Table

  • Business Description

  • Management & Compensation Disclosures

  • Financial Data Summary

  • Information Gap Flags & Legal Review Markers

What it handles

  • Generates all required SEC prospectus sections in regulatory order

  • Structures risk factors by offering-specific, company-specific, industry, and market categories

  • Automatically flags information gaps and privilege-sensitive items for legal review

  • Tabulates use of proceeds with amounts, percentages, and timelines

  • Drafts management and compensation disclosures from uploaded bios and cap tables

  • Maintains factual, non-promotional tone compliant with Section 10(b) standards

Required documents

  • Corporate Documents

    Articles of incorporation, bylaws, capitalization table, and organizational documents

    .pdf, .docx

  • Financial Statements

    Audited GAAP financial statements, interim results, and any financial projections

    .pdf, .docx, .xlsx

  • Offering Term Sheet

    Preliminary offering parameters including securities type, amount, and pricing

    .pdf, .docx

Supporting documents

  • Management Bios & Compensation Data

    Officer and director biographies, compensation details, and ownership percentages

    .pdf, .docx

  • Risk Inventory

    Litigation matters, regulatory issues, and operational vulnerability assessments

    .pdf, .docx

  • Business Plan

    Revenue model, competitive landscape analysis, and IP portfolio documentation

    .pdf, .docx

Why teams use it

Reduce prospectus drafting time from weeks to minutes, freeing attorneys to focus on strategic counsel and regulatory nuance

Ensure consistent SEC disclosure structure with every section organized per Regulation S-K requirements

Eliminate the risk of overlooked disclosures with automatic gap flagging and legal review markers throughout the document

Generate company-tailored risk factors ordered by regulatory best practices instead of recycling generic boilerplate

Questions

Does this replace outside securities counsel?

No. CaseMark generates a comprehensive first draft that dramatically accelerates your workflow, but every prospectus requires review by qualified securities counsel before filing. The tool flags items needing legal review with clear markers.

What types of offerings does this support?

CaseMark's prospectus drafting skill supports S-1 registration statements, offering memoranda, and primary disclosure documents for both public and private securities issuances. It adapts its output structure to match your offering type.

How does the AI handle missing information?

CaseMark automatically flags any information gaps with clear [INFORMATION NEEDED] markers and identifies privilege-sensitive items with [LEGAL REVIEW] tags. This ensures nothing falls through the cracks during the drafting process.

Will the risk factors be tailored to my company?

Yes. CaseMark generates company-specific risk factors based on your uploaded documents rather than generic boilerplate. Risks are ordered per SEC guidance — offering-specific, company-specific, industry, then market/economic — and each describes potential impact with specificity.

How long does it take to generate a prospectus draft?

CaseMark typically generates a complete prospectus draft in approximately 15 minutes, compared to the days or weeks traditionally required. You can then refine and customize the output before sending it for legal review.

Does the output comply with Regulation S-K requirements?

CaseMark structures the prospectus to align with Regulation S-K disclosure requirements, including Item 105 risk factor standards. However, all regulatory compliance determinations should be verified by your securities counsel before filing.

Related